BriefRegulatory
UK Financial: Compliance Week notice
The notice comes from Compliance Week. No date was printed on the feed. The item names UK Financial. The item names Conduct Authority.
The notice comes from Compliance Week. No date was printed on the feed.
The item names UK Financial. The item names Conduct Authority.
The source text names financial conduct authority.
No one pins this to the fridge. Someone still has to read the notice, and the link is below.
Source: Compliance Week. https://complianceweek.com/regulatory-policy/conflicts-of-interest-controls-failing-to-keep-up-with-private-markets-complexity-says-uk-financial-regulator